CONTENTS
EXECUTIVE SUMMARY
- Which way next for private equity?
- Credit constraint
- When will leverage loan liquidity return?
- Secondary and primary loan markets
- Ratings transparency
- Deal structuring
- Accessing Gulf dollars
- Capital markets tools
- Mezzanine to the rescue
- ABL – a new hope
- Post-crunch investment strategies
- Buy-and-build
- Portfolio management
- Take-privates
- Quoted private equity
- Infrastructure
- Private equity real estate
- The mid-market
- Distress and retail
- Portfolio acquisitions
- Emerging markets
- China
- MENA
- CEE
- Russia
- Longer term outlook
- Fundraising
- Human capital
Introduction
By Ross Butler
Section 01
THE NEW REALITY
Chapter 01 Private equity and banking
By Guy Hands, Terra Firma Capital Partners
- A partnership relationship under stress
- Core principles
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Chapter 02: When will leveraged loan liquidity return?
By William Allen, Houlihan Lokey
- Market backdrop
- Current market environment – H1 2008
- Looking to the future
Chapter 03: Secondary and primary loan markets
By Ian Hazelton, Babson Capital
- LBOs and the institutional debt market
- Reconciling primary and secondary asset returns
- Current developments
- Prospects
Chapter 04: Ratings Transparency
By Paul Watters and Cameron Andrews, Standard & Poors
- Adapting ratings for the European market
- Ratings agencies and LBOs
- A changing mindset
- A new approach
- Ratings innovation
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SECTION 02
DEAL STRUCTURING IN 2009
Chapter 05: Deal conditionality – key issues post-credit crunch
By Peter Hockless and Kevin A. Rinker, Debevoise & Plimpton LLP
- The US Experience
- Financing-outs
- Reverse termination fees
- MAC / MAE clauses
- The UK experience
- Public-to-private transactions
- Private acquisitions
Chapter 06: Change of Control
By Kaye Scholer
(Details to be confirmed)
Chapter 07: Accessing Gulf dollars
By Atif Hanif , Allen & Overy
- Private equity and Islamic financing
- Key Shariah finance and investment principles
- Prohibition on usury and interest (riba)
- Prohibition on realising a gain from speculation (mayseer)
- No uncertainty (gharar) in commercial transactions
- All activity must be for permitted purposes (i.e., halal)
- Shariah boards/committees
- Can private equity work with Islamic investors?
- Shariah-compliant financing structures
- Murabaha / Tawarruq
- Musharaka
- Ijara
- Post-acquisition issues
Chapter 08: The evolution of private equity and M&A insurance
By Tim Allen, Daniel Max, Pierre Alexandre Bentin, Marsh
- Relevance of insurance capital in an economic slowdown
- Investing further afield
- Competitive scenarios
- Optimising portfolio performance
- Preparing for exit
- Conclusion
Chapter 09: Mezzanine finance
By Steve Clarke, Intermediate Capital Group
- Mezzanine makes hay
- Innovative funding solutions
Chapter 10: Asset-based lending in Europe
By Ross Butler
- ABL’s best chance yet
- Advantages of ABL financing
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SECTION 03
POST-CRUNCH STRATEGIES
Chapter 11: Buy-and-build
By Neil McDougal, Silverfleet Capital
- Buy-and-build as a value creation strategy
Chapter 12: Operations – the new leverage
By Roberto Quarta, Clayton Dubilier & Rice
- The ‘industrial approach’ – a focus on operational improvements
- Investment decisions
- Operating partners – the Kinko’s example
- Investment decision-making and the operational model
- A word to the wise
- Conclusion
Chapter 13: Public to private – an oasis in a deal desert?
By Michael Francies, Ian Hamilton, and Geoff Bailhache, Weil, Gotshal & Manges
- Take-private deal terms
- Conditions
- Reverse break fees
- Break fees
- Financing-outs
- Stub equity – an alternative to cash?
- Withdrawal
- Conclusion
Chapter 14: PIPEs come to Europe
By Bruce Carnegie-Brown, 3i Quoted Private Equity
- Bridging the divide between private and public equity markets
- Investment flexibility
Chapter 15: Infrastructure – what next for private equity?
By Matthew Carter, Ernst & Young
- Infrastructure funds vs. private equity
- Scope of investment opportunity
- Challenges and opportunities for private equity
- Summary
Chapter 16: Private equity real estate
By Julian Gabriel, Doughty Hanson
- PERE in Europe – putting it into context
- Market environment
- Investment rationale – Europe, real estate and the opportunities
- What does the future hold for PERE?
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Chapter 17: Mid-market strategies
By Chris Masek, IK Investment Partners
- Mid-market opportunities
- The importance of relationship banking
- Sourcing deals in a difficult climate
- Taking a proactive approach
Chapter 18: Distressed debt and equity
By Alan Hudson and Bob Ward, Ernst & Young
- Distressed investment opportunities
- Players and techniques
- Distressed investment risks
Chapter 19: Retail turnarounds
By Henry Jackson, Merchant Equity Partners
- A gloomy outlook for retailers
- Will private equity stay the course?
Chapter 20: Portfolio acquisitions: the strategic alternative
By Julian Mash, Chief Executive, Vision Capital
- Market evolution
- Deal-making
- Creating value
- Looking forward
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SECTION 04
REGIONAL OPPORTUNITIES
Chapter 21: China
By Chris DeAngelis, Vermilion Partners
- Access and the role of private equity
- Recent history
- New rules and regulations
- A level playing field?
- Play to your strengths
Chapter 22: The Middle East
By Neven Hendricks, Deloitte
- Regional challenges
- Opportunities
Chapter 23: Central & Eastern Europe
By Craig Butcher, Senior Partner, Mid Europa Partners
- Background
- Impact of the credit crunch
- Market outlook and opportunities
Chapter 24: Russia
By Clare Nuttall
- Shocks to investor confidence
- Sector opportunities
- Expansion capital
- Fund growth
SECTION 05
LONG-TERM OUTLOOK
Chapter 25: Fundraising
By Tim Friedman, Preqin
- Fundraising defies expectations
- Demand for new vehicles
- Supply of new vehicles
- Conclusions
Chapter 26: Human capital
By Guy Townsend, Walker Hamill Executive Search & Selection
- Job changes may cause discontent
- Promotion and succession, appraisal and remuneration
- Private equity still demands the best
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LIST OF TABLES AND FIGURES
- Table 15.1: Estimated average annual infrastructure expenditure for selected sectors (additions and renewal) in OECD countries plus BRIC, 2000–30
- Table 15.2: Infrastructure categories (including ‘quasi-infrastructure’)
- Table 25.1: Change in capital raised by fund type, H1 2007 and H1 2008 (%)
- Figure 1: Funds raised globally, 2001–08
- Figure 2: Funds raised EU, 2001–08
- Figure 3: Funds raised US, 2001–08
- Figure 4: Top 10 US target financial sponsor entries
- Figure 5: Top 10 Europe target financial sponsor entries
- Figure 2.1: European LBO loan volumes, 2006–H1 2008 (€bn)
- Figure 2.2: Secondary market flow names, bid vs. ask, July 05–July 08
- Figure 2.3: CLO make-up and margin analysis
- Figure 2.4: Comparison of high quality LBO credit structures H1 2007 and H1 2008
- Figure 4.1: Syndicated loans for financial sponsor LBOs, Europe
- Figure 4.2: Syndicated loans for financial sponsor LBOs, US
- Figure 9.1: Primary instrument type 2007–08, % market share, number and value
- Figure 11.1: European buy-and-build, volume and value
- Figure 13.1: European going private, number and value, 2003-08
- Figure 16.1: Growth of private equity property vehicles in Europe, 1995–Q307
- Figure 16.2: European office yields, 2001–08
- Figure 16.3: European GDP growth vs. office rental growth and vacancy rates, 1996–Q108
- Figure 16.4: Cross-border property investment in Europe, 2000–07 (€bn)
- Figure 16.5: Office vacancy rates in Europe, 2000–Q108 (%)
- Figure 16.6: European office yields vs. Euro swap rate, 2000–Q108 (%)
- Figure 16.7: European transaction volumes, 2000–08 (e)
- Figure 16.8: Forecast GDP growth in Europe by country, 2007-17 (average % pa)
- Figure 18.1: Funds raised, distressed debt, 2003–08
- Figure 19.1: Retail transactions, private equity, volume and value, 2001–08
- Figure 21.1: Fundraising, Asia, 2003–08
- Figure 25.1: Private equity funds under management, 2003–07 (US$bn)
- Figure 25.2: Half-yearly private equity fundraising, 2005–08 (US$bn)
- Figure 25.3: Investor attitudes towards long-term private equity allocation, 2007–08
- Figure 25.4: Investor current private equity investment status
- Figure 25.5: Investor attitudes to first-time funds
- Figure 25.6: Growth in number of fundraising vehicles, 2006–H207
- Figure 25.7: Average time taken to raise funds, 2004–08